Unlock Wealth Securities Limited

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Board of Directors

Financial Results

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Investor Service Centre

Disclaimer

1.	Business Rules
2.	ODIN Setup
3.	Do & Don'ts
4.	Risk Disclosure Document
5.	Kyc and Account Opening Forms (Trading A/c)
6.	Kyc and Account Opening Forms (CDSL DP)
7.	Client Registration Documents in Vernacular Languages
8.	PMLA Policy
9.	SEBI Registration Certficates
10.	Contract Note Format
11.	Risk Managment Document
12.	Policy for declaring inactive clients
13.	Modification of client codes
14.	Rate Structure of DP-CDSL
15	Internal Policy in respect of passing of NISM-Series-VII
16.	Investor Complaints Redressal Policy
17.	Outsourcing Policy
18.	Policy on Limit Setting-Execution of Orders
19.	Policies and Internal Procedures
20.	Policy on Conflict of Interest
21.	Policy on pre funded inst and Electronic Fund Transfer
22.	Policy on unauthenticated news circulation
23.	Surveillance Policy for Cash and Derivative Markets
24.	Policies & Procedures
25.	Policy for Facility of Voluntary Freeze/ Blocking of Trading Account by Clients

Investor Service Centre | Privacy Policy | Terms of Use | Broker Norms | Careers

Regd. Office:Padam Towers, 14/113, Civil Lines Kanpur-208001 | Phones: 0512-2338115, 2338074. Fax : 0512-2338175, 2338220. | E-mail: upse@vsnl.in, info@upsecindia.com