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Unlock Wealth Securities Limited, a wholly owned Subsidiary Company of U.P. Stock and Capital Ltd., was incorporated on 19.04.2000 with the object to obtain Trading Membership of premier Exchanges and to provide trading facilities on those Exchanges to the Members of UPSE as its Sub-brokers as per the policy/ guidelines issued by SEBI. Accordingly, the Company obtained the Trading Membership of Bombay Stock Exchange (BSE) and commenced On-line trading on BSE (BOLT) with effect from 29.01.2001. The company became full-fledged member ( also acquired share rights ) of BSE pursuant to approval granted by BSE on 17th June, 2005.
Unlock Wealth Securities Limited further obtained Membership of MCX-SX Stock Exchange for Currency Derivative Segment on 27.04.2009 and the Membership of National Stock Exchange of India Limited for Capital Market and Futures & Options Segments on 22.10.2009.
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Attention Investors
1. Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020.
2. Update your mobile number & email Id with your stock broker/depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge.
3. Pay 20% upfront margin of the transaction value to trade in cash market segment.
4. Investors may please refer to the NSE's Frequently Asked Questions (FAQs) issued vide circular reference NSE/INSP/45191 dated July 31, 2020 and NSE/INSP/45534 dated August 31, 2020 and BSE's Frequently Asked Questions (FAQs) issued vide notice no. 20200731-7 dated July 31, 2020 and 20200831-45 dated August 31, 2020 and other guidelines issued from time to time in this regard.
5. Check your Securities /MF/ Bonds in the consolidated account statement issued by NSDL/CDSL every month.
.......... Issued in the interest of Investors"
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